Dupaco Financial Services

Your money matters. With so many vital decisions to be made on how to pursue your financial goals, it's reassuring to know that you can rely on the Investment & Retirement guidance of a name you can trust—Dupaco Financial Services.

Through Dupaco Financial Services, you'll receive investment direction on the following:

  • 401(k) and IRA rollovers
  • Mutual funds
  • Annuities
  • Retirement planning
  • College planning
  • Term/universal and disability insurance plans
  • Long-term care insurance


Dupaco Financial Services is a wholly-owned subsidiary of Dupaco Community Credit Union—the financial home you own—so you can rest assured that you're working with an organization that will act with your personal interest in mind. Dupaco Financial Services works with a national, full-service securities brokerage firm, LPL Financial, to make available top-of-the-line investment and insurance information and opportunities.

No matter the size of your portfolio or your financial goals, the investment professionals at Dupaco Financial Services are available to meet with you to discuss your particular financial situation. For a no-cost, no-obligation consultation, request your appointment online or by calling Dupaco Financial Services at (563) 557-7600 / 800-373-7600. Your money matters. We’re here to help.

Securities and Advisory services offered through LPL Financial, a Registered Investments Advisor. Member FINRA/SIPC Insurance products offered through LPL Financial or its licensed affiliates. Dupaco Community Credit Union and Dupaco Financial Services are not registered broker/dealers and are not affiliated with LPL Financial.

The investments products sold through LPL Financial are not insured Dupaco Community Credit Union deposits are not NCUA insured. These products are not obligations of Dupaco Community Credit Union and are not endorsed, recommended or guaranteed by Dupaco Community Credit Union or any government agency. The value of the investment may fluctuate, the return on the investment is not guaranteed, and loss of principal is possible.

Not NCUA Insured – Not Credit Union Guaranteed – May Lose Value

The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: Iowa, Wisconsin and Illinois.


Check the background of investment professionals associated with this site on FINRA's BrokerCheck.

 

Our team of investment professionals can review your current financial situation and assist you in developing strategies to help address your financial needs: retirement, life insurance, education, or otherwise.

The strategies we recommend are based on your particular needs, not sales goals or quotas. You remain in total control of all decision making, with periodic meetings with your Dupaco Financial Services Representative to review your plans to help ensure you're on track.

The bottom line? Dupaco Financial Services is committed to establishing the personal relationship necessary to help you work toward long-term financial success.

David Andrew
Financial Consultant
(319) 366-8231 / 800-373-7600, Ext. 2810
dandrew@dupaco.com
David AndrewDavid Andrew earned his Bachelor of Arts from Coe College in Cedar Rapids, Iowa. Additionally, David completed studies at American College to become a Certified Life Underwriter (CLU®) and Chartered Financial Consultant (ChFC®). David's Series 6, 7, 63 and 65 securities registrations are held with LPL Financial, and he is also licensed in Life, Accident, and Health Insurance in Iowa and Florida. Married with two children, David is a Cedar Rapids-area native with over 15 years' experience in the financial services industry. His top priority is helping his clients secure a healthy and stress-free financial future. Located at our Williams Blvd. branch in Cedar Rapids, David is also available for appointments at other Dupaco branches.

Devon Douvikas

Administrative Assistant
(563) 557-7600 / 800-373-7600, Ext. 2822
ddouvikas@dupaco.com

Devon DouvikasDevon Douvikas began his employment at Dupaco Financial Services in 2016.  With half his time devoted to Dupaco Community Credit Union as a part-time teller, working from the JFK/Hillcrest branch, and the other half working with our Financial Consultant, Cole Schmelzer. Douvikas delivers personalized service, prepares for client reviews, schedules appointments, processes investment and insurance business and more. Devon will graduate in December of 2016 from Columbia College, with a Bachelor Degree in Business Administration and a major in Finance.


Sally Ficken

Administrative Assistant
(319) 366-8231 / 800-373-7600, Ext. 2369
sficken@dupaco.com

Sally FickenSally Ficken began her employment at Dupaco Financial Services in October 2016 as a part-time Administrative Assistant in the Cedar Rapids office and supports David Andrew while delivering personalized service, prepares for client reviews, schedules appointments, processes investment, insurance business and more. Sally is a notary with the State of Iowa and is also licensed in Life and Health Insurance in Iowa.


Julie Gansen
Registered Administrative Assistant, LPL Financial
(563) 557-7600 / 800-373-7600, Ext. 2350
jgansen@dupaco.com
Julie GansenJulie Gansen joined Dupaco Credit Union staff in the fall of 2007 as a teller. She transitioned to Dupaco Financial Services in the winter of 2011 accepting the supporting position to Suzan Martin-Hallahan as her assistant and supporting the other representatives on an as needed basis. Julie works to maintain client relationships by assessing client needs, scheduling appointments, facilitating client reviews, and more. Julie graduated from Clarke University with a major in Business Administration emphasizing in Finance. Her Series 6 and 63 registrations are held with LPL Financial. She is licensed in Life and Health Insurance in Iowa and also serves as a notary for the State of Iowa.

Rhonda Heim

Executive Administrative Assistant
(563) 557-7600 / 800-373-7600, Ext. 2213
rheim@dupaco.com
Rhonda HeimRhonda Heim began her employment with Dupaco in 1990, where she served members as a full-time teller, facilitated teller training, and also worked in the payroll department. In 1994 Rhonda joined one other employee in the growing Dupaco Financial Services area, providing much needed support. Today, Rhonda serves as part-time Executive Administrative Assistant to Dan Smith and Dupaco Financial Services' other representatives as needed. She provides phone support to clients, schedules appointments, processes investment and insurance business, and more. Rhonda also serves as a notary for Dupaco.


Melissa Maas
Administrative Assistant

(563) 557-7600 / 800-373-7600, Ext. 2763
mmaas@dupaco.com

Melissa MaasMelissa Maas began her employment at Dupaco Community Credit Union in the spring of 2008 as a part-time teller, working from many branches in the Dubuque area. In 2013, Maas joined the Dupaco Financial Services team where she delivers personalized service, prepares for client reviews, schedules appointments, processes investment and insurance business and more. Melissa holds an AAS degree from Northeast Iowa Community College as an X-Ray Technician and most recently graduated with honors from the University of Dubuque with a Bachelor of Science.


Suzan Martin-Hallahan

CFP®
(563) 557-7600 / 800-373-7600, Ext. 2263
smhallahan@dupaco.com
Suzan Martin-HallahanSuzan Martin-Hallahan is a graduate of the University of Iowa and the College of Financial Planning. Suzan brings more than 20 years of financial planning and management experience to the credit union. As a CFP®, her Series 6, 7, and 63 registrations are held with LPL Financial. She is also licensed in Life, Health, Variable Contracts, and Credit Life & Disability insurance in the states of Iowa, Illinois and Wisconsin. Suzan specializes in retirement, estate and tax planning.  Her office is located at our Dubuque location at 3999 Pennsylvania Avenue, although Suzan is also available for appointments at any Dupaco branch location.

Michael Poppen

Financial Consultant
(563) 557-7600 / 800-373-7600, Ext. 2302
mpoppen@dupaco.com
Mike PoppenMichael Poppen joined the Dupaco Financial Services staff in 2007. He was previously employed by Waddell and Reed Financial Services in Davenport, IA. Michael's Series 6, 7, 63 and 65 securities registrations are held with LPL Financial, and is also licensed in Life, Accident, and Health Insurance. No matter your age or financial situation, Michael is available to assist you in identifying and implementing strategies that will help you pursue your financial objectives.

Jenni Portzen

Administrative Assistant
(563) 557-7600 / 800-373-7600, Ext. 2243
jportzen@dupaco.com
Jenni PortzenJenni Portzen began her employment with Dupaco Community Credit Union in the summer of 2016 as a full time Administrative Assistant with Dupaco Financial Services. Jenni supports all the representatives while delivering personalized service, prepares for client reviews, schedules appointments, processes investment, insurance business and more.

Cole Schmelzer

Financial Consultant
(563) 557-7600 / 800-373-7600, Ext. 2461
cschmelzer@dupaco.com
Cole SchmelzerCole Schmelzer joined Dupaco Financial Services in 2014 as a financial consultant. Located at the Hillcrest Rd. branch of Dupaco in Dubuque, Schmelzer has been in the financial industry since 2006.  He is licensed in life and health; is registered for Securities in Illinois, Iowa, and Wisconsin; and his Series 7, 63, and 65 registrations are held through LPL Financial. He has also earned his Chartered Retirement Planning Counselor® designation from the College for Financial Planning.  He assists members in developing financial goals and strategies with a focus on retirement and legacy planning.
 
Brandy Schmitt
Registered Administrative Assistant, LPL Financial
(563) 557-7600 / 800-373-7600, Ext. 2821
bschmitt@dupaco.com
Brandy SchmittBrandy Schmitt joined Dupaco Financial Services staff during the summer of 2013. Her five years' industry experience includes three years serving credit union members. She received her associate in arts degree from Northeast Iowa Community College, and her Series 6 and 63 registrations are held with LPL Financial. In her role, Brandy assists all Dupaco Financial Services representatives in delivering highly personalized service, preparing for client reviews and scheduling appointments. Brandy is a notary with the State of Iowa and is also licensed in Life and Health Insurance in Iowa.

Michael Schroeder

Financial Consultant
(563) 557-7600 / 800-373-7600, Ext. 2795
mschroeder@dupaco.com
Mike SchroederMichael Schroeder brings more than 14 years of financial planning and management experience to the credit union. A Financial Consultant for Dupaco Financial Services, his Series 6, 7, 24, and 63 securities registrations are held through LPL Financial. He is also licensed in Life, Health, and Accident Insurance in Iowa, Illinois, Wisconsin, and Florida. Michael will provide you with guidance tailored to the unique needs of your financial goals, whether it's saving for retirement, education planning, 401k rollovers, life and long term care insurance, or estate planning.

Dan Smith
CFP®

(563) 557-7600 / 800-373-7600, Ext. 2214
dsmith@dupaco.com
Dan SmithDan Smith joined the Dupaco Financial Services staff in 1992 and has over 35 years of experience in the financial services industry. A CFP® practitioner, Smith holds a B.A. in Business from the University of Iowa and is registered to sell mutual funds and variable annuities through broker/dealer LPL Financial. He is also licensed to sell life and disability insurance as well as fixed annuities through a number of quality carriers. With his many years of experience, Dan will help you make financial decisions that suit your lifestyle.

Securities and Advisory services offered through LPL Financial, a Registered Investments Advisor. Member FINRA/SIPC Insurance products offered through LPL Financial or its licensed affiliates. Dupaco Community Credit Union and Dupaco Financial Services are not registered broker/dealers and are not affiliated with LPL Financial.

The investments products sold through LPL Financial are not insured Dupaco Community Credit Union deposits are not NCUA insured. These products are not obligations of Dupaco Community Credit Union and are not endorsed, recommended or guaranteed by Dupaco Community Credit Union or any government agency. The value of the investment may fluctuate, the return on the investment is not guaranteed, and loss of principal is possible.

Not NCUA Insured – Not Credit Union Guaranteed – May Lose Value

The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: Iowa, Wisconsin and Illinois.

Check the background of investment professionals associated with this site on FINRA's BrokerCheck.